JPMorgan Chase's legal tab tops $2 billion ... JPMorgan has paid more than $40 billion in fines and settlements due to anti-competitive practices, securities abuses, and other violations, as ...

One of the firms self-reported to the SEC and received a penalty of several hundred thousand dollars rather than the far larger fines paid by the others. “In order to effectively carry out their ...

It’s Vanderbilt’s third offense under the SEC’s revised court-storming policy, which was updated in 2023. Vandy’s trio of fines total $850,000 since October. The first offense was $100,000 ...