South Korea's financial watchdog has fined Nomura, UBS, JPMorgan and Morgan Stanley for violating local short-selling regulations, a Financial Supervisory Service official said Thursday.
JPMorgan Chase's legal tab tops $2 billion ... JPMorgan has paid more than $40 billion in fines and settlements due to anti-competitive practices, securities abuses, and other violations, as ...
It’s Vanderbilt’s third offense under the SEC’s revised court-storming policy, which was updated in 2023. Vandy’s trio of fines total $850,000 since October. The first offense was $100,000 ...
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