Principal vs. agency trading refers to two different ways financial institutions execute trades on behalf of clients or themselves. In principal trading, the firm buys or sells securities for its own ...
Agency brokers, consider the bar raised. Like what you see? Click here to sign up for Trader Magazine's weekly newsletter to get breaking news, exclusive features, the industry photo of the day and ...
Wolfe Trahan Securities, the broker-dealer affiliate of the research boutique, launched an agency trading desk in New York with five professionals. Three were previously with FBR Capital Markets: Mike ...