UBS Group executives nodded to continued financial advisor attrition that has resulted in billions of dollars in outflows but kept an overall optimistic tone on the firm's third-quarter earnings call ...

For advisors, fee-based planning also offers something valuable: steadier and more predictable revenue. Commission-based models can mean uneven revenue depending on market cycles or product sales. But ...

Osaic claims that the former Primerica financial advisor who recently launched his own independent practice on Osaic's platform has not done anything wrong.

Cetera 's financial advisors will now have access to customizable investment portfolios built by Cetera Investment Management essentially serving as an advisor's outsourced chief investment officer, ...

Ameriprise Financial announced that it has added a financial advisor practice with $1.6 billion from Oppenheimer. Dynasty Financial Partners is bolstering its equity-compensation-plan offerings with ...

Independent Financial Group let a suspended advisor continue doing business at the firm for seven months, according to Finra. San Diego–based hybrid broker-dealer Independent Financial Group has ...

Citigroup 's investigation of complaints about the behavior of its head of wealth management Andy Sieg was wrapped up without interviewing key figures who raised concerns, according to The Financial ...

Women who weren't involved in money-management responsibilities during marriage are less confident about money after divorce than those who handled at least some of marital finances, according to BMO ...

Dynasty Financial Partners is bolstering its equity-compensation-plan offerings with the hiring of a seasoned executive in the space.

J.P. Morgan staff will now be able to lean on artificial intelligence to assess their colleagues' work, according to The Financial Times.

Raymond James says it has lured a Colorado-based financial advisor from Wells Fargo. Wells Fargo Advisors has lured three financial advisors from Merrill Lynch to the firm's Private Client Group in ...

Raymond James says it has lured a Colorado-based financial advisor from Wells Fargo. Wells Fargo Advisors has lured three financial advisors from Merrill Lynch to the firm's Private Client Group in ...